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Our client is a Luxembourg-based private bank specializing in private banking, wealth management, and investment funds. With operations in Luxembourg and London, they serve both corporate and private clients, offering tailored financial solutions.
-Stay updated on relevant legislation and analyze new regulations.
-Assist in identifying compliance risks and conduct gap analyses.
-Participate in projects implementing regulatory developments.-Oversee MiFID, Market Abuse, and cross-border processes by performing compliance monitoring exercises.
-Conduct testing in coordination with relevant bank functions.
-Draft concise compliance monitoring memos.
-Manage alerts via the Bloomberg Transaction Cost Analysis system.
-Monitor staff activities and related tasks.-Assist in preparing internal and external compliance reports.
-Liaise with internal and external parties on compliance matters.-Draft and review policies and procedures for further assessment.
-University degree in business management, law, or equivalent.
-3-7 years experience in regulatory compliance within a bank or similar institution, with expertise in MiFID, Market Abuse, and cross-border regulations.
-Proficient in computer applications.
-Knowledgeable about European and Luxembourg financial laws and regulations.
-Detail-oriented with strong organizational, analytical, and logical abilities.
-Strong written and verbal communication skills in English; proficiency in French is a significant asset.
-Opportunity to work in a dynamic financial environment.
-Engagement in diverse compliance projects.
-Professional growth within a supportive team.