Our client is a Luxembourg-based private bank specializing in private banking, wealth management, and investment funds. With operations in Luxembourg and London, they serve both corporate and private clients, offering tailored financial solutions.

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  Regulatory Watch & Projects:
  
  
  
  
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    Stay updated on relevant legislation and analyze new regulations.
  
  
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    Assist in identifying compliance risks and conduct gap analyses.
  
  
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    Participate in projects implementing regulatory developments.
  
  
  
  


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  Monitoring & Controlling:
  
  
  
  
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    Oversee MiFID, Market Abuse, and cross-border processes by performing compliance monitoring exercises.
  
  
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    Conduct testing in coordination with relevant bank functions.
  
  
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    Draft concise compliance monitoring memos.
  
  
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    Manage alerts via the Bloomberg Transaction Cost Analysis system.
  
  
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    Monitor staff activities and related tasks.
  
  
  
  


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  Reporting:
  
  
  
  
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    Assist in preparing internal and external compliance reports.
  
  
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    Liaise with internal and external parties on compliance matters.
  
  
  
  


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  Policy & Procedure Review:
  
  
  
  
  • Draft and review policies and procedures for further assessment.
  
  
  
  

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  Education: University degree in business management, law, or equivalent.


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  Experience: 3-7 years in regulatory compliance within a bank or similar institution, with expertise in MiFID, Market Abuse, and cross-border regulations.


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  Skills:
  
  
  
  
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    Proficient in computer applications.
  
  
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    Knowledgeable about European and Luxembourg financial laws and regulations.
  
  
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    Detail-oriented with strong organizational, analytical, and logical abilities.
  
  
  
  


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  Languages: Strong written and verbal communication skills in English; proficiency in French is a significant asset.